Dose escalated concurrent chemo-radiation in borderline resectable and locally advanced pancreatic cancers with tomotherapy based intensity modulated radiotherapy: a phase II study
Original Article

Dose escalated concurrent chemo-radiation in borderline resectable and locally advanced pancreatic cancers with tomotherapy based intensity modulated radiotherapy: a phase II study

Shirley Lewis1, Supriya Chopra Sastri2, Supreeta Arya3, Shaesta Mehta4, Prachi Patil4, Shyamkishore Shrivastava5, Reena Phurailatpam2, Shailesh V. Shrikhande6, Reena Engineer2

1Department of Radiotherapy and Oncology, Kasturba Medical College, MAHE, Manipal, India; 2Department of Radiation Oncology, 3Department of Radiology, 4Department of Gastroenterology, Tata Memorial Centre, Mumbai, India; 5Department of Radiation Oncology, Apollo Hospitals, Navi Mumbai, India; 6Department of Surgical Oncology, Tata Memorial Centre, Mumbai, India

Contributions: (I) Conception and design: R Engineer, S Shrivastava, SC Sastri; (II) Administrative support: R Engineer, S Shrivastava, SC Sastri; (III) Provision of study materials or patients: S Arya, S Mehta, P Patil, S Shrivastava, R Phurailatpam, SV Shrikhande; (IV) Collection and assembly of data: S Lewis, R Engineer; (V) Data analysis and interpretation: S Lewis, R Engineer; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Dr. Reena Engineer. Professor, Department of Radiation Oncology, Tata Memorial Centre, Mumbai 400012, India. Email:

Background: We report the response and outcomes of borderline resectable and locally advanced pancreatic cancer (BRPC & LAPC) patients treated with dose escalated neoadjuvant intensity modulated radiotherapy (IMRT).

Methods: Thirty newly diagnosed patients with BRPC (n=18) and LAPC (n=12) (NCCN criteria V 2.2.12) were accrued in this prospective study from 2008–2011. All patients received neoadjuvant chemoradiation (NACRT) using Helical Tomotherapy (dose of 57 Gy over 25 fractions to the gross tumor volume (GTV) and 45 Gy over 25 fractions to suspected microscopic extension) along with weekly gemcitabine.

Results: Fifteen patients (50%) had a partial response. A complete metabolic response (CMR) on PET was seen in 9 patients (30%). Among BRPC, 9 patients (50%) were surgically explored and 7 underwent R0 resection (39%). The median follow up of surviving patients was 85 [interquartile range (IQR): 64.5–85.8] months. The median progression free survival (PFS) was 13 months for BRPC and 8.8 months for LAPC. The median overall survival (OS) was 17.3 months for BRPC and 11.8 months for LAPC. Among patients undergoing R0 resection, the median PFS and OS was 27 and 35.5 months respectively.

Conclusions: Dose escalated radiotherapy with concurrent chemotherapy is feasible and can downsize some tumors resulting in surgery in about 39% of the BRPC.

Keywords: Pancreatic cancer; borderline resectable pancreatic cancer (BRPC); locally advanced pancreatic cancer (LAPC); intensity modulated radiotherapy (IMRT)

Submitted Jan 03, 2019. Accepted for publication Jan 22, 2019.

doi: 10.21037/jgo.2019.01.25


Pancreatic cancer has the highest mortality rates among all the gastrointestinal cancers with a 5-year survival of less than 5% (1,2). Resectable pancreatic cancers account for only 20–25% of all cases, with the rest being borderline resectable, locally advanced or metastatic (3). Although surgery is the standard of care for pancreatic cancer, surgery alone even in resectable cases offers limited survival of about 20–24 months (4,5). Since majority of patients fail distally (6), adjuvant chemotherapy has been added to surgery with survival benefit (7). Compliance to adjuvant therapy is poor, with about 50% not receiving any adjuvant treatment due to post op complications or poor performance status (8,9). The feasibility of upfront surgery with negative margins in borderline and locally advanced cases is less. Hence, neoadjuvant approaches involving radiation and chemotherapy have been tried with the intent of optimal downstaging, sterilizations of margins, control of micro metastatic disease, improving survival and avoidance of surgery in patients developing metastasis during the neoadjuvant therapy.

There is no consensus on the optimal neoadjuvant approach and sequencing of modalities for borderline resectable pancreatic cancer (BRPC). Multiagent chemotherapy (FOLFIRINOX), chemotherapy doublets, chemoradiation and SBRT have been tried (10-13). In BRPC, downstaging achieved by chemoradiation results in decreased requirement of complex vascular surgery and improved R0 resection rates. In locally advanced pancreatic cancer (LAPC), chemotherapy is the standard of care. The LAP-07 trial has led to decline in use of chemoradiation in LAPC (14). It showed non-inferiority of chemotherapy alone compared to chemotherapy followed by chemoradiation. Chemoradiation was associated with better local control and progression free survival (PFS), without overall survival (OS) benefit.

Dose escalation from conventional doses of 50 to 67–75 Gy using intensity modulated radiotherapy (IMRT) has shown to improve outcomes in some series (12,15,16). This prospective study was undertaken to assess the response and outcomes of patients with BRPC and LAPC treated with dose escalated neoadjuvant IMRT.


This is a prospective phase II study, approved by the Institutional review board and human ethics committee. All newly diagnosed non-metastatic BRPC and LAPC patients, staged using contrast enhanced triphasic computed tomography scans (CECT) abdomen and thorax, were eligible for the study. National comprehensive cancer network (NCCN) criteria version 2.2.12 was used to classify patients to BRPC and LAPC. All patients with biopsy proven adenocarcinoma, more than 18 years of age with Eastern Cooperative Oncology Group (ECOG) performance status of 0–2 with normal hematological, renal and hepatic functions (serum bilirubin <3 mg/dL) were considered for the study. Patients having retroperitoneal nodes or distant metastasis on CECT and who had received any prior radiation or chemotherapy were excluded.

All the patients underwent planning positron emission tomography (PET) with CECT in supine position on a flat couch. If PET scan did not detect any further metastatic disease, then the images were used for planning with IMRT. Gross tumor volume (GTV) was delineated on CECT/PET scan which included the primary and involved nodes. The clinical target volume (CTV) was generated by giving margin for the microscopic disease to the GTV. The dose prescribed to GTV was 57 Gy over 25 fractions in 5 weeks whereas the CTV was planned to receive 45 Gy over 25 fractions. The dose constraint to organs at risk (OAR) was as follows: duodenum: V 50 Gy less than <10% and V 40 Gy less than 35%, small bowel: mean dose of <45 Gy; kidney: mean dose <18 Gy to both kidneys and liver: V35 Gy less than 35%. All the patients were treated with IMRT with daily image guidance using tomotherapy. Both BRPC and LAPC were planned for chemoradiation as the initial treatment modality. Concurrent chemotherapy was given weekly with Inj. Gemcitabine to a dose of 300 mg/m2. Adjuvant chemotherapy was recommended to all patients who were operated and inoperable patients continued on palliative chemotherapy.

Response and toxicity evaluation

The patients who completed treatment were evaluated for response at 6 weeks post completion of IMRT using triphasic CECT along with PET and were considered for the surgery. Response assessment was done using RECIST criteria. Toxicity was assessed weekly using National Cancer Institute Common Toxicity Criteria (CTC v 3) during entire course of treatment. Thereafter, all the patients were followed up every 3 months for 2 years and then every 6 months for 3 years with clinical examination and CA 19-9. Imaging was done as indicated clinically.

Surgical procedure

Patients considered suitable for R0 resection on triphasic CECT were planned for surgery. Those found to have metastatic disease on response evaluation PET-CECT were excluded and treated with palliative chemotherapy. Surgical procedure planned was Whipples procedure with vascular resection with lymph node clearance.


The study was planned with a primary end point to assess the R0 resection rate in the BRPC and LAPC patients undergoing dose escalated neoadjuvant chemoradiation. The secondary end points were to assess radiological response, acute and late toxicities, loco-regional control and survival. The OS and PFS was estimated using Kaplan Meier method and comparison was done using the log-rank test. OS and PFS were estimated from the date of diagnosis to date of death from any cause and development of progression (local, regional, distant or death) whichever occurred earlier respectively. The quantitative variables were compared between BRPC and LAPC using student t-test or Mann Whitney U test depending on the normality. The quantitative variables were compared pre and post treatment using paired t-test or Wilcoxon signed rank test depending on the normality. A P value of <0.05 was considered statistically significant.


From December 2008 to July 2011, 30 patients were accrued after obtaining written informed consent. Eighteen patients (60%) were BRPC and the rest 12 patients (40%) were LAPC. The median age of entire cohort was 60 [interquartile range (IQR): 50–62] years. Majority were males (24 patients, 80%). The median baseline CA 19-9 was 184 (IQR: 20–1,760). There was no difference in CA 19-9 values between BRPC and LAPC (P=0.76). Table 1 shows the demographic and tumour characteristics. The diagnosis was histologically confirmed in all cases by FNAC/biopsy; majority being adenocarcinoma. Duodenal involvement was seen in 10 patients. Fourteen patients had lymph node involvement; peri-pancreatic and portal nodes. The median pretreatment SUVmax for the primary was 8 (IQR: 5.5–10.5). The nodal status was confirmed on PET with 11 patients having lymph node involvement; 3 patients had no uptake in the enlarged peri-pancreatic nodes.

Table 1
Table 1 Demographic and tumour characteristics
Full table

Response and toxicity

The response assessment CECT scan was done in all patients and showed partial response in 20 (67%) and stable disease in 8 (26%). Two LAPC patients progressed; one had peritoneal metastases and another liver metastases. The median tumour size post treatment was 2.5 (IQR: 1.8–4) cm and there was significant reduction in the primary tumour size (P≤0.001). The change in tumour vasculature interface for the vessels [superior mesenteric artery (SMA), superior mesenteric vein (SMV), portal vein (PV), hepatic artery (HA), and celiac artery (CA)] was seen in 10 patients, however it was statistically significant only for PV (P=0.04). Response assessment PET was done in 28 patients (2 had progressed prior to PET). The median CA 19-9 post treatment was 42 (IQR: 13.5–528.5). The median post treatment SUVmax of the primary was 3 (IQR: 0.25–6.2) and there was significant reduction in the SUVmax compared to pretreatment (P≤0.001). Complete metabolic response (CMR) was seen in 9 patients (30%), decrease in SUVmax in 12 patients and complete nodal response in 25 patients (83%). There was no difference between BRPC and LAPC in terms of response (Table 2). All patients tolerated the treatment well. Grade 1 leucopenia was seen in 1 patient and 3 patients had grade 1 thrombocytopenia.

Table 2
Table 2 Response to treatment
Full table

Surgical details

Thirteen patients explored for surgery. Whipple’s procedure with lymph node clearance was done in 7 patients; all were BRPC. None of the LAPC patients were operated. Rest of the 6 patients were deemed unresectable (3 patients-encasing vessels and inoperable) or metastatic (3 patients had peritoneal disease). Details are given in Table 3. Pathological CR was seen in 2 patients. Six patients had negative nodes (pN0, 85.5%). All 7 patients, the margins were negative (R0, 100%). All operated patients received adjuvant chemotherapy (single agent gemcitabine for 6 cycles). Among the operated patients, 2 patients developed postop complications; one patient developed postoperative bile collection and another wound infection (grade 1 Clavien Dindo). None of the inoperable patients developed late gastrointestinal (GI) toxicity in the form of bleeding/malena, ulceration, obstruction or stricture. There was no correlation between PET response and operability (P=0.95).

Table 3
Table 3 Surgical details
Full table


The median follow up of entire cohort was 16.1 (IQR: 9–23.4) months and those of surviving patients were 85 (IQR: 64.5–85.8) months. Among BRPC, only 3 patients were alive at last follow up. The median follow up of all BRPC patients was 18.5 (IQR: 9.5–36) months and those of surviving patients were 85 (IQR: 64.5–85.8) months. All the LAPC patients were dead at last follow up and their median follow up was 13.6 (IQR: 9–20) months.


Three patients were alive at last follow up (all of whom underwent R0 resection). The median OS was 17.3 (95% CI: 5.2–29.4) months with 1- and 2-year OS of 61% and 33% respectively (Figure 1A). Thirteen patients died of disease progression; 5 of locoregional progression and 8 of distant metastases (liver, 4 patients; peritoneum, 4 patients). The median PFS was 13.1 (95% CI: 6.2–20) months with 1- and 2-year PFS of 55% and 24% respectively (Figure 1B). The median OS who underwent R0 resection was 35.5 (95% CI: 27.8–41) months with 1-, 2- and 5-year OS of 85%, 57% and 42% respectively. Their median PFS was 27 (95% CI: 1–60) months with 1-, 2- and 5-year PFS of 71%, 42% and 28% respectively. Both OS and PFS were statistically higher compared to inoperable (Figure 2A,B). There was no correlation between PET response and OS (P=0.25) or PFS (P=0.63).

Figure 1 Kaplan Meier curves comparing borderline resectable pancreatic cancer (BRPC) with locally advanced pancreatic cancer (LAPC) in terms of overall survival (A) and progression free survival (B).
Figure 2 Kaplan Meier curves comparing resected with inoperable borderline resectable pancreatic cancer in terms of overall survival (A) and progression free survival (B).


The median OS was 11.8 (95% CI: 1.9–21.7) months with 1- and 2-year OS of 50% and 0% respectively (Figure 1A). All patients died due to disease; 8 patients died of persistent/progressive locoregional disease and 4 of distant metastases (liver, 3 patients; peritoneum, 1 patient). The median PFS was 8.8 (95% CI: 3.5–14) months with 1- and 2-year PFS of 41.7% and 0% respectively (Figure 1B). There was no difference in median pre CTRT SUVmax values (7 vs. 9, P=0.32) or post CTRT SUVmax values (2.3 vs. 5, P=0.16) among progression type groups (local/locoregional alone vs. distant).


Chemoradiation is a part of multimodality treatment in BRPC and LAPC. In this study, we evaluated the response and outcomes of BRPC and LAPC with dose escalated IMRT and showed that over 80% of patients had partial response or stable disease with dose escalated IMRT. The 39% of BRPC were operated with R0 margin status. The outcomes of those operated among BRPC were superior to the inoperable.

Post treatment imaging CECT may be used to rule out local or distant progression (to avoid surgery) and for planning surgery. CECT or MRI is not reliable for predicting resectability after neoadjuvant treatment (17,18). Dramatic response following chemoradiation radiologically is uncommon even in the event of histological response due to the dense stroma of the pancreatic cancer (18). The relationship with blood vessels rarely changes (19). Katz et al. evaluated the response of BRPC following chemoradiation with CECT and showed that 69% had stable disease, 12% partial response and only 1 patient was down staged to resectable status (20). Sixty-six percent underwent successful surgery with 95% achieving a negative margin. No change in the relationship between tumour and vessels was seen. However, only 1 patient had a positive margin. They also confirmed that RECIST criteria are not appropriate for assessing response in BRPC. In the present study, 67% had partial response and 26% stable disease. There was significant reduction in size of primary and 10 patients showed a change in tumour and vessel interface. Ferrone et al. evaluated neoadjuvant therapy with FOLFIRINOX in BRPC and LAPC and showed that despite about 85% having partial/stable disease on post treatment imaging and lack of clear plane around vessels, 92% of them underwent R0 resection (19). Following neoadjuvant treatment, radiologically there may not be significant response. Surgical exploration must be contemplated in all patients in the absence of progression (local or distant) (17).

PET CECT is commonly used to assess response in solid tumours. FDG PET has been used in pancreatic cancer to assess response following chemoradiation. Chang et al. evaluated the prognostic value of post treatment PETCT in LAPC (21). Patients with baseline SUVmax of <3.5% or >60% decrease in SUVmax post treatment had better OS (41 vs. 16 months). Choi et al. showed that PET responders had complete surgical resection and better survival (22). In our study, CMR was seen in 9 patients and reduction in SUV value in 12 patients. However this was not predictive of better OS or PFS. Surgery was done in only 5 patients who were PET responders and PET response did not correlate with operability. Wilson et al. evaluated PET parameters post chemoradiation (CRT) and correlated with disease progression (local vs. metastatic group) (23). The SUVmax post CRT was significantly lower. A low pre CRT SUVmax value was predictive of local disease at follow up. Higher Post CRT SUVmax value was seen in metastatic group. In the present study, there was significant reduction in the SUVmax compared to pretreatment. There was no difference in median pre CTRT SUVmax values (7 vs. 9, P=0.32) or post CRT SUVmax values (2.3 vs. 5, P=0.16) among progression type groups (local vs. distant).

Neoadjuvant CRT is associated with improved survival outcomes in BRPC. Katz et al. showed improved survival in BRPC who underwent surgery following chemoradiation (33 vs. 12 months) compared to those who did not undergo resection (20). Lee et al. evaluated the outcomes of neoadjuvant CRT followed by surgery vs. surgery alone in BRPC (24). There was improvement in R0 resection rates following CRT (93.3% vs. 71.4%, P=0.03). The disease specific survival was higher in CRT group compared to surgery alone and no surgery (31 vs. 21.3 vs. 19.5 months, P=0.006). There was also significant improvement in disease free survival (P=0.05). Jang et al. conducted randomized trial comparing neoadjuvant chemo radiation with gemcitabine versus upfront surgery in BRPC. Neoadjuvant CRT was associated with improved R0 resection (52% vs. 26%, P=0.004), median survival (21 vs. 12 months, P=0.02) and 2-year OS (40.7% vs. 26%, P=0.02) (25). In the present study, there was significant improvement in OS and PFS among those resected vs. not resected.

In the present study, none of the LAPC patients were resected. However, 8 patients (68%) continued to have local disease alone till death and 4 developed distant metastases. In LAPC, there is a subset of patients who tend to have localized disease with no propensity for systemic spread even after chemotherapy. 30% have only local progression on autopsy (26). DPC 4 gene status has the propensity to identify such patients (26). These subsets of patients are the ones most likely to benefit from radiation. Chemoradiation has been used in LAPC. 2 randomized trials with conventional chemoradiation have failed to show any survival advantage (14,27). However, there was improvement on DFS and LC. The lack of survival benefit was due to systemic progression during the conventional chemoradiation over 4–5 weeks. Dose escalated IMRT in LAPC has shown improved outcomes. In the study by Krishnan et al., 47 LAPC patients treated with induction chemotherapy followed by dose escalated IMRT had improved median OS (17.8 months) with 2- and 3-year OS of 36% and 31% respectively. The median loco-regional recurrence free survival was also improved (10.2 months) (28).

This study has many limitations. This study was conducted in 2008–2011 and both BRPC and LAPC underwent chemoradiation first, which delayed the systemic chemotherapy. This trial design is outdated compared to what is currently considered by most clinical trial groups and does not reflect our current treatment practice. Most trials today are using chemotherapy first, followed by chemo-radiation. Since patients in pancreatic cancer are at risk of distant metastases, systemic chemotherapy is offered first. All patients received gemcitabine based chemotherapy alone. None of the patients received FOLFIRINOX or gemcitabine-nab paclitaxel which have shown to be more effective with higher response rates (29-31). The standard chemotherapy should be at least doublet or FOLFIRINOX and Gemcitabine alone is no longer considered adequate therapy. Complex vascular resections particularly arterial resections were not done in any case. This explains the lower rates of surgery in our study. Further the surgical planning was based on radiological downstaging and the patients with no downstaging were not explored for surgery. This study has few strength. It is a prospective study evaluating dose escalated IMRT in pancreatic cancer. All patients underwent good quality CECT as per pancreas protocol and the response was uniformly reported by a single radiologist. PETCT showed significant reduction in SUVmax post treatment.


Dose escalated IMRT in pancreatic cancer allows tumour downstaging. There was significant R0 resections in 39% of BRPC. Complete pathological response was seen in 2 patients with 85% having complete nodal response.




Conflicts of Interest: The authors have no conflicts of interest to declare.

Ethical Statement: The study was approved by the Institutional review board and human ethics committee.


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Cite this article as: Lewis S, Sastri SC, Arya S, Mehta S, Patil P, Shrivastava S, Phurailatpam R, Shrikhande SV, Engineer R. Dose escalated concurrent chemo-radiation in borderline resectable and locally advanced pancreatic cancers with tomotherapy based intensity modulated radiotherapy: a phase II study. J Gastrointest Oncol 2019;10(3):474-482. doi: 10.21037/jgo.2019.01.25